'Archetypes
are part of the universal language of storytelling, and a command of
their energy is as essential to the writer as breathing.'
Christopher
Vogler, The Writer's Journey
An
understanding of archetypes is a useful tool for writers. Perhaps
because archetypal characters have always inhabited our myths and
fairy stories, they resonate deeply within our psyches. As Catherine
Anne Jones writes in The Way of Story, 'if you can create a
character which conveys a universal archetype, the collective will
identify and respond more deeply to your story.' It is important,
however, to ensure that what is produced is a character not a
caricature. In fairy tales, which generally don't seek subtlety,
archetypes are easy to identify and are often called by their
archetypal names, such as Threshold Guardian or Wicked Step Mother.
However in a novel our characters need to be more complex and often
their role/s change as the story progresses, so it's generally best
to develop our characters complexities before considering their
archetypal roles. Psychologist, Robert Johnson describes real human
beings as 'combinations of many types that join together to form one
rich, inconsistent, many-faceted human personality.' To avoid
creating one-dimensional caricatures, Christopher Vogler suggests
in The Writer's Journey, that we look at the archetypes as
'flexible character functions rather than as rigid character types.'
This way it is possible to see that a single character can encompass
a range of archetypes through the course of the story, donning and
changing masks as the story evolves.
The
word archetype comes from the Greek roots, arche, meaning the first,
and type, meaning imprint or pattern. According to mythologist, Joseph Campbell, each one of
us embodies a range of archetypes and the pantheons of gods and
goddesses found in ancient cultures, and in the myths and fairy tales
passed down through history, are an expression of these archetypes,
forming a kind of dynamic and ever changing map of the psyche. The
post modernist idea that each of us is constructed of a number of
selves interpreting the world and expressing themselves in many
forms, is in a sense, a much older concept, drawn from esoteric
theory which suggests that the unevolved human (most of us) is a
mechanical being comprised of programmed conflicting selves. Campbell
calls these selves archetypes and suggests that they express facets
of the human personality. As with esoteric theory, this position is
easy to differentiate from post modernism because he believes that
within the harmonious balance of these archetypes lies a central
archetype, or archetype of wholeness, a true or essential Self which
is the goal or outcome of the individuation process.
In Awakening
The Hero Within, Carol S Pearson refers to archetypes as 'inner
guides' on our journey to Self. There are many archetypes but for the
purpose of discussing the journey of the Hero (ourselves) she limits
herself to listing twelve major archetypes: the Innocent, the Orphan,
the Warrior, the Caregiver, the Seeker, the Destroyer, the Lover, the
Creator, the Ruler, the Magician, the Sage and the Fool. Each, she
says 'has a lesson to teach us and each presides over a stage of the
journey'. While Pearson's archetypes are useful for a deep analysis
of our characters and ourselves, Vogler's are probably more useful
for understanding the dynamics of story. He lists the archetypes that
are most frequently found in stories: Hero, Mentor, Threshold
Guardian, Herald, Shapeshifter, Shadow/Villain, Ally and Trickster.
Of these archetypes it is probably the hero that we are most familiar
with. Drawing on Jung's idea of a true or essential Self, Vogler
suggested that 'the Hero archetype represents the ego's search for
identity and wholeness. In the process of becoming complete,
integrated human beings, we are all Heroes facing internal guardians,
monsters and helpers. . . All the villains, tricksters, lovers,
friends and foes of the Hero can be found inside ourselves. The
psychological task we all face is to integrate these separate parts
into one complete, balanced entity.'
In
order to illustrate how it is possible to explore archetypes through
our characters, I'll use a few abbreviated examples from my recent
novel, Flight,
which contains complex archetypal characters with clear character
arcs, while drawing heavily on myth and fairytale. For those who
haven't yet read it the information on archetypes should be useful
anyway. Also, the geographical restrictions on Flight will
be lifted soon, so readers outside of Australia and New Zealand will
be able to access it.
The
Mentor is a guide or teacher and a giver of gifts, sometimes of this
world, sometimes not. Vogler writes that 'mentor figures stand for
the hero's highest aspirations . . . In the anatomy of the human
psyche, Mentors represent the Self, the God within us, the aspect of
personality that is connected with all things.' Fern has a number of
Mentors who give her guidance and sometimes tools she can use to
protect herself and to learn more. Ultimately though, in her journey
of remembering, Fern becomes her own mentor, re-integrating that
aspect of herself, so that in the end, she knows intuitively how to
defeat her father.
According
to Vogler, 'Herald characters issue challenges and announce the
coming of significant change'. In Flight, there are a number of
characters who at various times act as Heralds, delivering the Call
to Adventure, while in a sense another Herald is simply the
impossible situation Fern finds herself in, stuck in an attic while
her house mates move out. In the end though, it is Shamesh who is the
most important Herald, bridging both the physical and metaphysical
worlds and compelling the reluctant Fern to begin her journey.
Threshold
Guardians are like the demonic figures found around the doors of
cathedrals that act as obstacles for those unworthy to enter.
According to Vogler, their function is to test the heroes
preparedness for the journey. There are a number of thresholds
guardians in Flight who attempt to stop Fern from continuing her
journey, but the most effective Threshold Guardian is Fern herself.
It is her own fear, depression and uncertainty that stops Fern so she
find a way of sneaking past, outwitting or overcoming these internal
guardians.
An
Ally usually travels with the hero. Vogler writes that they 'do
mundane tasks but also serve the important function of humanizing the
heroes, adding extra dimensions to their personalities, or
challenging them to be more open and balanced'. One of the most
memorable allies in film is Shrek's irritating but beloved friend,
Donkey. In Flight, it is Adam who is Fern's major ally. He
travels with her, providing his physical strength, his knowledge of
the wilderness, and ultimately his love, which sustains Fern and
gives her the strength to face down her father.
Vogler
writes that 'Shapeshifters change appearance or mood, and are
difficult for the hero and the audience to pin down. They may mislead
the hero or keep her guessing, and their loyalty or sincerity is
often in question.' There are a number of minor shapeshifters
in Flight, including Adam, but it is Fern's father Eric who is
the main Shapeshifter, with his frequently changing character and
moods. Impossible to pin down, he confuses Fern, who knows he is
dangerous yet wants to trust him. Eric's shapeshifting goes beyond
his physical manifestation, into the metaphysical world, where Fern
is confronted with some of his manifestations in past lives. As the
story progresses, Fern discovers that she is also a Shapeshifter, in
the sense that she too moves between worlds and like Eric, has many
manifestations of the same soul.
According
to Jungian psychologists, we deny archetypes at our peril, for if one
aspect of ourselves is buried or pushed aside, its power grows, and
it becomes a Shadow. Often the journey of a character is to
reintegrate or rebalance one or more of the shadow aspects within
them. In Flight, it is Eric who is the Shadow, representing what
Vogler describes as the 'energy of the dark side, the unexpressed,
unrealized, or rejected aspects of something'. Eric represents the
masculine, but in its shadow form. He is a successful businessman,
immensely powerful but ruthless, arrogant and greedy. In a sense Eric
is Fern's shadow self, as is often the case with villains in stories.
The Shadow is the monster in the centre of the labyrinth, that which
we fear and deny, but it can also represent positive qualities within
us that we also deny. Fern has closed her heart to life in order not
to be hurt, so lives in a shadow world, frightened and passive,
immobile and shut down. She must reclaim her feminine power and
access her intuitive self. But she has also rejected the masculine,
represented in its more positive form by Adam, and in its shadow
form, by her father, Eric. Unconsciously, Fern is seeking the balance
that Jung referred to as Mysterium Coniunctionais, the inner marriage
of the anima (feminine element of a man) and the animus (masculine
element of a woman). In order to find harmony, a balance must be
sought, and more often than not this means a confrontation with the
shadow self, which is exactly what Fern is faced with in Flight.
While
archetypes are useful to apply to our characters they are also easily
applied to our own lives. According to Vogler, we are all the Heroes
(albeit often reluctantly) of our lives, acting as characters in
stories whose plot points we may not even be aware of. As writers, we
all recognise the archetypes that help us and hinder us along the
way: the Mentors, the Allies, the Villains and of course the
Threshold Guardians, in the form of publishers, agents, a lack of
time perhaps, fear of failure, or simply the certain knowledge that
we're in for a long haul with no certainty of success. Recognising
these archetypes within ourselves helps us to use them well, to trick
them when necessary and ultimately to overcome our limitations as
writers.
Copyright (c) 2012 by Rosie Dub. All rights reserved. You may translate, link to or quote this article, in its entirety, as long as you include the author name and a working link back to this website:http://writeonthefringes.blogspot.co.uk/